Broker Check


Dave Baldwin Financial was founded to provide financial planning and investment management services at a reasonable and transparent cost to the client. After 15 years working for institutional asset managers and big brand name investment firms, I  wanted to serve individual investors, as an individual, independent, financial advisor.

Who you choose to accept financial advice from is a deeply personal decision based on trust, the knowledge and experience of those who give the advice, and a personal connection. 

Trust - Dave Baldwin is not an employee of a firm that measures success by how many new assets are gathered. He is not ranked against other financial advisors and given a "level" based on how much revenue can be generated from the client. There is no quota to meet and no influence from an employer to steer clients in any other direction than what is in your best interest. The focus is on YOU and providing YOU the highest level of service. The only measure of success is YOUR satisfaction!

Experience - Dave Baldwin has 15 years of experience serving thousands of families and individual investors with financial planning and investment advice. As the author of The Balancing Act, a book on the psychology of spending decisions and designing a budget to help readers live within their means, Dave Baldwin has made his financial expertise available to anyone interested in his years of experience.

Personal Connection - At Dave Baldwin Financial the focus is on you. We want to take the time to get to know YOU, What is important to YOU, and what YOU want to accomplish. There are no account minimums, and we are not interested in pressuring you into buying something. We want genuine relationships with our clients were we can provide value to your life and serve your needs.

How We Work

Our mission is to get to know and understand your needs, wants, and long-term goals. We want to help you develop, implement, and monitor a strategy that’s designed to address your individual situation.

We understand the challenges families face today.

From managing debt to saving for college to retirement, these personal finance challenges can be overwhelming. Our commitment is to utilize all of our resources to help you pursue your goals. 

We believe in thinking “out of the box” and we are not afraid to challenge conventional wisdom in our approach to investing and preserving wealth. All of our energy, commitment, and efforts are focused on you, the client, and your satisfaction.

One of our primary goals is to develop a long-term, trusting relationship with you.

Our Process

Our Process

We create strategies that are tailored to your needs and goals.

Our History

Our History

Years of experience have prepared us to guide you through your life transitions.

Have a Question?

Thank you!